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Technology
Compliance Software Integration Best Practices
June 11, 2024
Learn the essential strategies for successfully integrating compliance software into your existing technology stack and workflows.
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Boosting Fintech Efficiency: How Training Can Streamline Your Processes
June 12, 2024
Discover how proper training and onboarding can dramatically improve fintech platform adoption and streamline compliance workflows.
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Regulatory
Amended PTE 84-24: Impact on Producers, Carriers, and Intermediaries
May 8, 2024
Understanding the Department of Labor's amended Prohibited Transaction Exemption and its implications for insurance professionals.
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The Reg BI Care Obligation: A Reoccurring Exam Priority
April 26, 2024
SEC continues to focus on the Care Obligation under Regulation Best Interest. Here's what firms need to know for examinations.
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Annuities: A Vital Piece of a Balanced Retirement Portfolio
April 1, 2024
Exploring the role of annuities in retirement planning and how to properly evaluate their place in client portfolios.
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Reg BI: How to Choose Reasonably Available Alternatives
January 22, 2024
A comprehensive guide to selecting and documenting reasonably available alternatives to meet Reg BI requirements.
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